Wednesday, September 12, 2012
SRA supervision reduces law firm risk, report on pilot finds -- "A report on the Solicitors Regulation Authority’s (SRA) pilot on supervision of low and medium-risk firms has concluded that the regulatory risks posed by participating firms fell during the period of supervision."
Compliance officer failures bolster SRA bid for automatic fining powers -- "The Solicitors Regulation Authority (SRA) is to seek powers to levy automatic fines for breaches of its rules to avoid a repeat of the embarrassment caused by hundreds of law firms failing to nominate compliance officers on time."
SRA set to press ahead with leniency scheme for law firm whistleblowers -- "The introduction of a leniency scheme for those who reveal misconduct at law firms and alternative business structures will today be debated by the board of the Solicitors Regulation Authority (SRA)."
Posted by Dan at 6:29 AM